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Demarcation: What is an “investment firm”?
The colloquially used the terms “investment firm” and “investment companies” are often used as a synonym for the legally correct name “investment company.” In addition, German investment law also contains the capital investment company (KAG) as a special form of the investment company. The section on possible legal forms contains details on the special features of the CISA.
According to the German Banking Act, investment companies are financial services institutions. It defines the law as follows: “Financial services institutions are companies that provide financial services to others commercially or to the extent that requires a commercially-organized business operation and that are not credited institutions.” Commercial, financial services providers, manage and trade in securities (shares, certificates, Warrants), investment funds (hedge funds), receivables (borrower’s note loans), foreign exchange, and derivatives.
Typical financial services of an investment firm
An investment firm may